(1) An entity required to be authorised or regulated to operate in the financial markets. ![]() In summary a person who can both be classified as a professional client under the Markets in Financial Instruments Directive and a qualified investor in accordance with the Prospectus Directive will generally need to meet one or more of the following requirements: On this website, Intermediaries are investors that qualify as both a Professional Client and a Qualified Investor. An individual investor, also known as a retail client, is a client organisation or individual who cannot meet both: (i) one or more of the professional client criteria laid down in Annex II to the Markets in Financial Instruments Directive (Directive 2004/39/EC) and (ii) one or more of the qualified investor criteria set out in Article 2 of the Prospectus Directive (Directive 2003/71/EC).
0 Comments
Leave a Reply. |